Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shou yung? Claim Your ProfileShou yung Hua is a financial professional with over 20 years of experience in the industry. Shou yung Hua is currently registered with Interactive Brokers LLC. Previously, Shou yung Hua was registered with TD Ameritrade, Inc., Scottrade, Inc., HSBC Securities (USA) Inc., TD Waterhouse Investor Services, Inc., Oscar Gruss & Son, Incorporated, and Ladenburg, Thalmann & Co., Inc. Shou yung Hua holds the Series 4, Series 7, Series 9, Series 10, Series 24, Series 63, and Series 66 licenses. Shou yung Hua has been in the industry since July 23, 2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/17/2021 - Present
Interactive Brokers LLC (GREENWICH CT)
NY
02/26/2018 - 01/11/2021
TD AMERITRADE, INC. (FLUSHING NY)
NY
09/13/2007 - 02/26/2018
SCOTTRADE, INC. (FLUSHING NY)
NY
05/18/2006 - 02/20/2007
HSBC SECURITIES (USA) INC. (FLUSHING NY)
NJ
04/07/2000 - 03/30/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (JERSEY CITY NJ)
NY
05/06/1998 - 07/07/1998
OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)
NY
01/09/1998 - 05/07/1998
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
BOTH
Issued 02/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/20/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/03/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/09/2001
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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