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Shohei Ishigaki

Mizuho Securities USA LLC

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About Shohei Ishigaki

Shohei Ishigaki is a registered representative with Mizuho Securities USA LLC, a FINRA and SEC registered firm. Shohei is registered in 52 states and the District of Columbia. Shohei Ishigaki has passed the Series 63, Series 79TO, and the SIE exams. Shohei Ishigaki joined Mizuho Securities USA LLC on 05/10/2024. The main office for Mizuho Securities USA LLC is located at 235 Pine Street, 19th & 20th Floors, SAN FRANCISCO, CA 94104.

Firm Information

Shohei Ishigaki is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shohei Ishigaki’s Registration & Firm History

CA

05/10/2024 - Present

Mizuho Securities USA LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 08/22/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/10/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/13/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shohei Ishigaki.
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