Unclaimed
Shohei Ishigaki is a registered representative with Mizuho Securities USA LLC, a FINRA and SEC registered firm. Shohei is registered in 52 states and the District of Columbia. Shohei Ishigaki has passed the Series 63, Series 79TO, and the SIE exams. Shohei Ishigaki joined Mizuho Securities USA LLC on 05/10/2024. The main office for Mizuho Securities USA LLC is located at 235 Pine Street, 19th & 20th Floors, SAN FRANCISCO, CA 94104.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/10/2024 - Present
Mizuho Securities USA LLC (SAN FRANCISCO CA)
BC
Issued 08/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/13/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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