Unclaimed
Sho Arimoto is a securities professional registered with Mufg Securities Americas Inc., a broker-dealer firm. Sho is licensed to sell securities in 51 states and the District of Columbia. Sho has passed the Series 63, SIE, and Series 79TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/19/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 11/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2023
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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