Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shmuel? Claim Your ProfileShmuel Rave is a financial professional with over 14 years of experience in the industry. Shmuel is currently registered with Commerz Markets LLC in New York, NY. Shmuel previously worked for Macquarie Capital (USA) Inc., Nomura Securities International, Inc., Barclays Capital Inc., and Lehman Brothers Inc. Shmuel holds Series 7, Series 63 and SIE licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/13/2023 - Present
Commerz Markets LLC (NEW YORK NY)
NY
05/16/2019 - 02/02/2023
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
07/13/2009 - 09/28/2018
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/22/2008 - 03/20/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/01/2008 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 07/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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