Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shmuel? Claim Your ProfileShmuel Mordechai Libby is a registered representative with Finalis Securities LLC, a broker-dealer. Shmuel has over seven years of experience in the financial services industry. Prior to joining Finalis Securities, Shmuel worked at WEILD & CO., LOON ADVISORS LLC, BTIG, LLC, SOLOMON PARTNERS SECURITIES, LLC, PIPER SANDLER & CO., B. C. ZIEGLER AND COMPANY and ONDRA PARTNERS LP. Shmuel holds Series 63, SIE and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/21/2024 - Present
Finalis Securities LLC (New York NY)
CO
04/19/2023 - 07/15/2024
WEILD & CO. (BOULDER CO)
FL
05/10/2022 - 10/26/2022
LOON ADVISORS LLC (MIAMI FL)
NY
12/22/2021 - 03/31/2022
BTIG, LLC (New York NY)
NY
08/24/2021 - 12/02/2021
SOLOMON PARTNERS SECURITIES, LLC (NEW YORK NY)
NY
08/13/2019 - 08/24/2021
PIPER SANDLER & CO. (NEW YORK NY)
NY
05/11/2016 - 04/17/2019
B. C. ZIEGLER AND COMPANY (NEW YORK NY)
NY
11/02/2015 - 12/31/2015
ONDRA PARTNERS LP (New York NY)
BC
Issued 07/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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