Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shlomo? Claim Your ProfileShlomo Rosenbaum is a financial professional with over 20 years of experience in the securities industry. Shlomo is currently a registered representative at Stifel, Nicolaus & Company, Inc. in Baltimore, MD. Previously, Shlomo was employed at Legg Mason Wood Walker, Incorporated in Baltimore, MD from July 3, 2001, to December 1, 2005. Shlomo holds FINRA Series 7, 86, and 87 licenses. Shlomo is also registered to conduct business in Maryland. Shlomo specializes in providing financial advice and portfolio management services for individuals, businesses, and investment companies. Shlomo is committed to providing clients with personalized financial advice and investment strategies that meet their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
12/01/2005 - Present
Stifel, Nicolaus & Company, Inc. (BALTIMORE MD)
MD
07/03/2001 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/11/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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