Unclaimed
Shlomo Cohen is a financial professional with over 18 years of experience in the industry. Shlomo has been with Jonestrading since 2007, where he holds a Series 24 license. Previously, Shlomo was registered with EKN Financial Services Inc., and Cantor Fitzgerald & Co. Shlomo is licensed in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/25/2007 - Present
Jonestrading (NEW YORK NY)
NY
10/13/2006 - 01/03/2007
EKN FINANCIAL SERVICES INC. (MELVILLE NY)
NY
04/29/2003 - 05/16/2006
CANTOR FITZGERALD & CO. (NEW YORK NY)
BC
Issued 05/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/25/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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