Unclaimed
Shlomo Rosenstein is a financial advisor registered with Pruco Securities, LLC in Maryland. Shlomo has been in the financial industry since November 2019. Shlomo is licensed in Maryland and Arizona and holds the Series 66, Series 6TO, and SIE licenses. Shlomo's specializations include Investment Company/Variable Contracts Products, Mutual Funds and Variable Annuities, Securities, and Variable Life Insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
MD
11/13/2019 - Present
Pruco Securities, LLC (North Bethesda MD)
BOTH
Issued 12/20/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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