Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shlomi? Claim Your ProfileShlomi Yedid is a financial advisor with over 20 years of experience in the industry. Shlomi is currently registered with UBS Financial Services Inc. Shlomi has previously worked at Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Northeast Securities, Inc., SG Americas Securities, LLC, and Bear, Stearns & Co. Inc. Shlomi is licensed to provide investment advice in multiple states and holds several industry certifications, including the Series 3, 7, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
06/02/2015 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
01/21/2011 - 06/18/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/27/2008 - 01/25/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/19/2007 - 02/19/2008
NORTHEAST SECURITIES, INC. (NEW YORK NY)
NY
07/26/2004 - 06/01/2006
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
07/14/2003 - 07/27/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/30/2001 - 07/21/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 4/4/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/7/2014
Series 3 - National Commodity Futures Examination
BC
Issued 5/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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