Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shiyao? Claim Your ProfileShiyao Chi is a financial professional with a strong background in the securities industry. Shiyao holds licenses for both broker-dealer and investment advisor activities. Shiyao has passed the Uniform Combined State Law Examination (Series 66), General Securities Principal Examination (Series 24), Financial and Operations Principal Examination (Series 27), General Securities Representative Examination (Series 7TO), and the Securities Industry Essentials Examination (SIE). Shiyao currently works as an investment advisor for Velocity Clearing, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/10/2021 - Present
Velocity Clearing, LLC (New York NY)
BOTH
Issued 05/18/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/11/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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