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Shivani Singh

Alliance-ONE Investments, LLC

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About Shivani Singh

Shivani Singh is a registered representative with Alliance-one Investments, Llc. She has been in the industry for a short period of time, passing the Securities Industry Essentials Examination (SIE) and the Investment Company Products/Variable Contracts Representative Examination (Series 6TO). Shivani is currently located in Tulsa, Oklahoma and has previous experience with W&S Brokerage Services, Inc. in Independence, Ohio.

Firm Information

Shivani Singh is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shivani Singh’s Registration & Firm History

OK

11/28/2023 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

OH

05/31/2023 - 07/17/2023

W&S BROKERAGE SERVICES, INC. (INDEPENDENCE OH)

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Licenses & Designations

BC

Issued 05/31/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/10/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shivani Singh.
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