Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shivani? Claim Your ProfileShivani Patel is a financial advisor registered with LPL Financial LLC and has been active in the industry since November 13, 2019. Shivani Patel has held a Series 7TO, Series 63, and SIE licenses, and is registered in New York. Prior to joining LPL Financial LLC, Shivani Patel was affiliated with RAYMOND JAMES FINANCIAL SERVICES, INC.. The advisor is located in Corning, New York, working out of the branch office at 8 DENISON PARKWAY E STE 70.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
05/06/2024 - Present
LPL Financial LLC (CORNING NY)
NY
11/14/2019 - 05/07/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (CORNING NY)
BC
Issued 01/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/26/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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