Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shivani? Claim Your ProfileShivani Desai is a financial professional with over 15 years of experience in the industry. She is registered with Allspring Funds Distributor, LLC and is currently active in Illinois. She holds Series 63, Series 26, and Series 7 licenses. Shivani also holds the SIE exam. She is active in the Broker-Dealer space.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/05/2008 - Present
Allspring Funds Distributor, LLC (SAN FRANCISCO CA)
BC
Issued 03/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shivani Desai is the right advisor for you? Invested Better is here to help.
