Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shivana? Claim Your ProfileShivana Mistry is a registered representative with Foreside Fund Services, LLC, a firm headquartered in San Francisco, California. Shivana has been in the financial industry since April 2019. She is licensed to conduct securities business in all 50 states. Shivana has a Series 66 license and a Series 7 license. She is also licensed by FINRA and the state of California. Shivana's previous experience includes working with First Republic Securities Company, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/05/2022 - Present
Foreside Fund Services, LLC (San Francisco CA)
CA
09/19/2018 - 09/13/2021
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
BOTH
Issued 01/31/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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