Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shivan? Claim Your ProfileShivan Sarkar is a broker with Mizuho Securities USA LLC. Shivan has been registered with the Securities and Exchange Commission for less than 3 years and holds Series 7TO, SIE and Series 63 licenses. Shivan is registered to offer securities in 52 states and districts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/05/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 08/09/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/02/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Shivan Sarkar is the right advisor for you? Invested Better is here to help.
