Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shivan? Claim Your ProfileShivan Swarath is a financial advisor who has been in the industry since 2009. Shivan is currently registered with Northbound Securities LLC and Allaria Securities, LLC and is licensed in Florida and New York. Shivan has a wide range of experience in the financial industry, including experience with securities, commodities, and forex.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/30/2024 - Present
Northbound Securities LLC (MIAMI FL)
FL
02/21/2008 - 07/27/2022
TRADESTATION SECURITIES, INC. (PLANTATION FL)
BC
Issued 03/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/06/2008
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2011
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/01/2008
Series 3 - National Commodity Futures Examination
BC
Issued 02/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shivan Swarath is the right advisor for you? Invested Better is here to help.
