Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shivam? Claim Your ProfileShivam Patel is a financial professional registered with Natwest Markets Securities Inc.. Shivam is licensed to provide financial advice and services in all 50 states. Shivam has passed the Series 7TO, SIE, and Series 63 exams, and has been in the industry since September 5, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/06/2023 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
BC
Issued 09/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/07/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Shivam Patel is the right advisor for you? Invested Better is here to help.
