Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shivam? Claim Your ProfileShivam Brahmbhatt is a financial professional registered with Harris Williams in San Francisco, California. Shivam has been in the industry since January 21, 2024. Shivam is currently registered with FINRA and is a licensed agent in California and Virginia. Shivam has successfully passed the Series 63, Series 79TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/22/2024 - Present
Harris Williams (SAN FRANCISCO CA)
BC
Issued 01/11/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/28/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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