Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shiv? Claim Your ProfileShiv Taylor is a financial professional registered with Guggenheim Securities, LLC. Shiv has been in the industry since 2011. Shiv is licensed in New York. Shiv is currently employed at Guggenheim Securities, LLC and previously worked at DEUTSCHE BANK SECURITIES INC.. Shiv holds FINRA Series 63, 24, SIE, and 79 licenses and is a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/20/2014 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
02/02/2011 - 05/07/2014
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 05/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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