Unclaimed
Shiv Sunil Patel is a registered representative with Fidelity Brokerage Services LLC. Shiv has been in the securities industry for over 1 year and is registered to sell securities in 53 states and the District of Columbia. Shiv holds the Series 7TO, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
09/18/2023 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 11/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/23/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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