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Shiv Singh

Mufg Securities Americas Inc.

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About Shiv Singh

Shiv Singh is a registered representative with Mufg Securities Americas Inc. located in San Francisco, CA. Shiv has been in the securities industry since June 28, 2019 and holds the Series 63, SIE and Series 79 licenses. Prior to joining Mufg Securities Americas Inc., Shiv was employed with Citigroup Global Markets Inc. in San Francisco, CA.

Firm Information

Shiv Singh is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shiv Singh’s Registration & Firm History

CA

11/09/2023 - Present

Mufg Securities Americas Inc. (SAN FRANCISCO CA)

CA

08/27/2018 - 01/06/2023

CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 10/18/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shiv Singh.
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