Unclaimed
Shiv Singh is a registered representative with Mufg Securities Americas Inc. located in San Francisco, CA. Shiv has been in the securities industry since June 28, 2019 and holds the Series 63, SIE and Series 79 licenses. Prior to joining Mufg Securities Americas Inc., Shiv was employed with Citigroup Global Markets Inc. in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/09/2023 - Present
Mufg Securities Americas Inc. (SAN FRANCISCO CA)
CA
08/27/2018 - 01/06/2023
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
BC
Issued 10/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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