Unclaimed
Shiv Khanna is a registered representative with Stonex Financial Inc., and holds a Series 7TO, Series 63 and SIE licenses. Shiv Khanna has been registered in the securities industry for less than 1 year, and has been active in the industry since September 2021. Shiv Khanna is registered in New Jersey and New York. Shiv Khanna's office is located at 230 Park Avenue, 10th Floor in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/13/2021 - Present
Stonex Financial Inc. (NEW YORK NY)
BC
Issued 10/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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