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Shiv Khanna

Stonex Financial Inc.

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About Shiv Khanna

Shiv Khanna is a registered representative with Stonex Financial Inc., and holds a Series 7TO, Series 63 and SIE licenses. Shiv Khanna has been registered in the securities industry for less than 1 year, and has been active in the industry since September 2021. Shiv Khanna is registered in New Jersey and New York. Shiv Khanna's office is located at 230 Park Avenue, 10th Floor in New York, NY.

Firm Information

Shiv Khanna is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shiv Khanna’s Registration & Firm History

NY

09/13/2021 - Present

Stonex Financial Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/15/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/13/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/10/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shiv Khanna.
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