Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shitao? Claim Your ProfileShitao Liu is an active Broker-Dealer with Mizuho Securities USA LLC. Shitao Liu is registered in 52 states. Shitao Liu has been active in the securities industry since June 2, 2020. Prior to joining Mizuho Securities USA LLC, Shitao Liu was employed by CLEAR STREET LLC and OLIVETREE FINANCIAL, LLC. Shitao Liu holds the following securities licenses: Series 63, Series 57TO, Series 86, Series 87, Series 7TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/12/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
03/07/2022 - 05/26/2023
CLEAR STREET LLC (NEW YORK NY)
NY
05/18/2020 - 07/18/2022
OLIVETREE FINANCIAL, LLC (NEW YORK NY)
BC
Issued 06/17/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2022
Series 57TO - Securities Trader Exam
BC
Issued 04/03/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/23/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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