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Shishir Mudgil

J.p. Morgan Securities LLC

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About Shishir Mudgil

Shishir Mudgil is a registered representative with J.P. Morgan Securities LLC. Shishir has been in the industry since May 28, 2011. Shishir is a Series 16 licensed individual. Shishir is also licensed in New York. Previously, Shishir has worked for Nomura Securities International, Inc., Deutsche Bank Securities Inc., Macquarie Capital (USA) Inc., and Bear, Stearns & Co. Inc.

Firm Information

Shishir Mudgil is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Shishir Mudgil’s Registration & Firm History

NY

10/10/2022 - Present

J.p. Morgan Securities LLC (NEW YORK NY)

NY

08/28/2020 - 10/07/2022

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

10/28/2016 - 06/25/2019

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

09/19/2012 - 08/23/2016

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

12/04/2009 - 04/19/2011

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

07/14/2008 - 09/02/2009

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

NY

04/30/2008 - 06/25/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/29/2008

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Shishir Mudgil.
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