Unclaimed
Shirley Yanxue Chen is a financial professional with over 10 years of experience in the industry. Shirley holds both Series 6 and Series 63 licenses, as well as the SIE exam. She is currently registered with Nylife Securities LLC in New York and Washington. Shirley is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/30/2011 - Present
Nylife Securities LLC (NEW YORK NY)
BC
Issued 08/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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