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Shirley Yanxue Chen

Nylife Securities LLC

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About Shirley Yanxue Chen

Shirley Yanxue Chen is a financial professional with over 10 years of experience in the industry. Shirley holds both Series 6 and Series 63 licenses, as well as the SIE exam. She is currently registered with Nylife Securities LLC in New York and Washington. Shirley is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Shirley Chen is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shirley Chen’s Registration & Firm History

NY

03/30/2011 - Present

Nylife Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/23/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shirley Yanxue Chen.
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