Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shirley? Claim Your ProfileShirley Sohmer is an active financial advisor registered with LPL Financial LLC. Shirley has been in the industry since January 4, 2000. She holds multiple licenses and certifications including Series 66, Series 63, Series 9, Series 10, SIE, and Series 7. Shirley has worked with several prominent firms in the financial services industry over the years, including Truist Investment Services, Inc., BB&T Securities, LLC, and Charles Schwab & Co., Inc. She specializes in working with individuals, corporations, businesses, pension and profit-sharing plans, and charitable organizations. Her primary focus is providing investment advice, financial planning, and portfolio management. Shirley is committed to delivering personalized services tailored to her clients' specific financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/22/2022 - Present
LPL Financial LLC (GREENSBORO NC)
NC
02/17/2021 - 09/22/2022
TRUIST INVESTMENT SERVICES, INC. (GREENSBORO NC)
VA
10/01/2020 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
SC
12/05/2018 - 09/11/2020
LPL FINANCIAL LLC (FORT MILL SC)
NC
05/27/2016 - 11/20/2018
SECURITIES AMERICA, INC. (CHARLOTTE NC)
CO
10/22/1999 - 04/14/2016
CHARLES SCHWAB & CO., INC. (LONE TREE CO)
BOTH
Issued 07/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/05/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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