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Shirley Teresas Holmes

Deutsche Bank Securities Inc.

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About Shirley Teresas Holmes

Shirley Teresas Holmes is a registered representative with Deutsche Bank Securities Inc. Shirley has been in the financial industry since March 13, 1999. Shirley has held a Series 7, Series 6 and Series 63 licenses since 1995. Shirley is also licensed with the Securities Industry Essentials examination. Shirley has a current registration with Deutsche Bank Securities Inc. and previously was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Shirley Holmes is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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Shirley Holmes’s Registration & Firm History

FL

08/13/2014 - Present

Deutsche Bank Securities Inc. (JACKSONVILLE FL)

FL

07/17/1995 - 12/15/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 05/05/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2001

Series 7 - General Securities Representative Examination

BC

Issued 07/14/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Shirley Teresas Holmes.
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