Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shirley? Claim Your ProfileShirley Lopez is a financial advisor with Truist Advisory Services, Inc. in Coral Gables, Florida. Shirley has been in the financial services industry since 2008. She is a registered representative with FINRA and a registered investment advisor with the state of Florida. Shirley holds the Series 7, Series 66, and Series 6TO licenses, as well as the SIE. Her experience includes working with Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., J.P. Morgan Securities LLC, and NYLIFE Securities LLC. Shirley has a strong commitment to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/20/2022 - Present
Truist Advisory Services, Inc. (CORAL GABELS FL)
FL
08/23/2016 - 08/18/2022
WELLS FARGO CLEARING SERVICES, LLC (WESTON FL)
FL
06/08/2015 - 08/24/2016
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
08/14/2013 - 05/19/2015
J.P. MORGAN SECURITIES LLC (SURFSIDE FL)
CA
01/09/2012 - 06/01/2012
NYLIFE SECURITIES LLC (WOODLAND HILLS CA)
CA
08/20/2008 - 10/19/2011
UNIONBANC INVESTMENT SERVICES, LLC (SIMI VALLEY CA)
BOTH
Issued 04/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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