Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shirley? Claim Your ProfileShirley Hsiao-an Chang is a registered investment advisor representative with J.P. Morgan Securities LLC. Shirley has been in the financial services industry since 2000 and has a diverse background in both investment advisory and brokerage services. Shirley holds the Series 3, 7, 63 and 65 licenses and is registered in multiple states. Shirley is also an employee of JPMorgan Chase Bank, N.A., and is able to offer certain bank products and services, including deposit and credit products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/02/2017 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
07/27/2011 - 11/06/2017
MORGAN STANLEY (NEW YORK NY)
NY
06/01/2009 - 07/30/2009
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
06/17/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
05/16/2008 - 06/04/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
03/21/2005 - 06/04/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
CA
03/05/2004 - 02/16/2005
CARIS & COMPANY, INC. (SAN DIEGO CA)
MA
08/18/2003 - 03/22/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
05/14/1998 - 08/20/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
IA
Issued 12/08/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2000
Series 3 - National Commodity Futures Examination
BC
Issued 05/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Shirley Chang is the right advisor for you? Invested Better is here to help.
