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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shirley? Claim Your ProfileShirley Heller Quackenbush has been a registered financial advisor for over 30 years, with experience in both the broker-dealer and investment advisor industries. Shirley started her career at Smith Barney, Harris Upham & Co., Incorporated in 1986, and subsequently worked at several other firms before joining Rockefeller Financial LLC in 2021. Shirley holds the Series 3, 7, 31, 63, and 65 licenses, as well as the SIE designation, demonstrating a broad range of expertise in the financial services industry. Shirley's primary focus is on providing financial planning and portfolio management services to individuals, high-net-worth individuals, businesses, pension and profit-sharing plans, and charitable organizations. Shirley is passionate about helping her clients achieve their financial goals and providing them with the personalized attention they deserve.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/12/2021 - Present
Rockefeller Financial LLC (Los Angeles CA)
CA
03/18/2003 - 06/14/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
NY
02/01/2000 - 03/19/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
04/02/1997 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NJ
01/28/1995 - 02/28/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/05/1991 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
11/03/1986 - 03/07/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
09/22/1983 - 11/21/1986
PAINEWEBBER INCORPORATED
IA
Issued 01/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/08/1988
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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