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Shirley Ellen Washam

Ameriprise Financial Services, LLC

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About Shirley Ellen Washam

Shirley Ellen Washam is a financial advisor with Ameriprise Financial Services, LLC. Shirley has been working in the financial industry since February 3, 1993. She has held previous positions at Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Regions Investment Company, Inc., First Commercial Investments, Inc., NationsBanc Investments, Inc., NationsSecurities, Boatmen's Investment Services of Arkansas, Inc., Boatmen's Investment Services, Inc., Mercantile Investment Services, Inc., and Morgan Keegan & Company, Inc. Shirley is registered with the Securities and Exchange Commission (SEC) and holds a Series 7, Series 63, Series 65 and SIE licenses. Shirley is also registered with the state of Arkansas, Oklahoma and Texas.

Firm Information

Shirley Washam is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Shirley Washam’s Registration & Firm History

AR

06/10/2020 - Present

Ameriprise Financial Services, LLC (Russellville AR)

AR

02/13/2013 - 10/03/2019

RAYMOND JAMES & ASSOCIATES, INC. (LITTLE ROCK AR)

AR

04/12/2001 - 02/13/2013

MORGAN KEEGAN & COMPANY, INC. (LITTLE ROCK AR)

AL

10/05/1998 - 04/12/2001

REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)

AR

02/09/1998 - 10/06/1998

FIRST COMMERCIAL INVESTMENTS, INC. (LITTLE ROCK AR)

MA

01/01/1998 - 02/10/1998

NATIONSBANC INVESTMENTS, INC. (BOSTON MA)

NA

10/15/1997 - 01/01/1998

NATIONSSECURITIES

AR

04/25/1996 - 10/15/1997

BOATMEN'S INVESTMENT SERVICES OF ARKANSAS, INC. (LITTLE ROCK AR)

MO

06/20/1996 - 12/31/1996

BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)

MO

01/20/1996 - 04/19/1996

MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)

TN

11/06/1991 - 10/25/1994

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

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Licenses & Designations

IA

Issued 07/28/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/12/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Shirley Ellen Washam. Review regulatory record here.
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