Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shirley? Claim Your ProfileShirley Ecklund is a financial professional with over 20 years of experience in the industry. Shirley is currently registered with Capital Client Group, Inc. and has been with the firm since October 2021. Prior to that, Shirley was employed by JPMorgan Asset Management. Shirley holds the Series 7, Series 24, and Series 63 licenses, as well as the SIE designation. Shirley is a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
11/10/2021 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
NY
01/03/2011 - 10/07/2021
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (New York NY)
NY
01/01/2005 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)
NY
11/22/2001 - 01/01/2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
01/18/2000 - 08/11/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 03/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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