Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shirley? Claim Your ProfileShirley Bachman is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. Shirley has been working in the financial services industry since March 16, 2015. Shirley holds the Series 7, Series 63, and SIE licenses. Shirley is registered with the state of Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
08/14/2023 - Present
Cetera Advisors LLC (SAINT PAUL MN)
MN
07/29/2019 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
MN
07/14/2017 - 02/01/2019
NYLIFE SECURITIES LLC (EDINA MN)
MN
08/29/2014 - 06/20/2017
THRIVENT INVESTMENT MANAGEMENT INC. (ST LOUIS PARK MN)
BC
Issued 11/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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