Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shirley? Claim Your ProfileShirley Audrey Prada-o'reilly is a financial professional with over 20 years of experience in the securities industry. Shirley holds FINRA Series 7, 24, and 63 licenses, and the SIE. Shirley is currently registered with Lument Securities, LLC in New York. Previously Shirley worked at HUNT FINANCIAL SECURITIES, Jefferies LLC, and J.P. Morgan Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/11/2020 - Present
Lument Securities, LLC (New York NY)
NY
03/01/2017 - 04/23/2018
HUNT FINANCIAL SECURITIES (Rye Brook NY)
NY
05/11/2009 - 03/03/2016
JEFFERIES LLC (NEW YORK NY)
NY
11/29/2000 - 03/16/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 08/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2024
Series 24 - General Securities Principal Examination
BC
Issued 04/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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