Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shirley? Claim Your ProfileShirley Ann Gillock is a financial advisor with Ladenburg Thalmann & Co. Inc., a firm with offices in New York. Shirley Ann Gillock has been in the financial services industry since June 20, 1986. In addition to her series 7 and 63 licenses, she has also passed the Series 24, 52, 53, 55, 57, 79, 99 and SIE exams. She is registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/21/2020 - Present
Ladenburg Thalmann & Co. Inc. (New York NY)
FL
07/09/2020 - 09/16/2020
SECURITIES AMERICA, INC. (MIAMI FL)
FL
06/07/2006 - 09/14/2020
INVESTACORP, INC. (MIAMI FL)
PA
03/23/2006 - 05/26/2006
CITCO MUTUAL FUND DISTRIBUTORS, INC. (MALVERN PA)
FL
02/07/1991 - 01/23/2006
INVESTACORP, INC. (MIAMI LAKES FL)
FL
10/27/1989 - 02/13/1991
ADAMS, BLOCK & COE SECURITIES, INC. (FT. LAUDERDALE FL)
NJ
04/09/1986 - 10/30/1989
HALPERT AND COMPANY, INC. (MILLBURN NJ)
BC
Issued 08/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Shirley Gillock is the right advisor for you? Invested Better is here to help.
