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Shirley Ank Wong

Emerson Equity LLC

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About Shirley Ank Wong

Shirley Wong is a financial advisor with over 15 years of experience in the financial services industry. Shirley is currently registered with Emerson Equity LLC and is a Certified Financial Planner. Shirley has a strong track record of providing personalized financial advice to individuals and families, and her areas of expertise include financial planning, portfolio management, and insurance. Shirley has previously worked at NI Advisors, World Group Securities, Inc., CitiCorp Investment Services, and AXA Advisors, LLC.

Firm Information

Shirley Wong is currently registered with Emerson Equity LLC. Emerson Equity LLC is a California-based limited liability company formed in 2003 that provides investment advisory services. With over 200 registered representatives and 70+ investment advisor representatives, the firm manages approximately $176 million in regulatory assets for a range of clients, including individuals, pension plans, and other investment advisors. Their services include financial planning, educational seminars, portfolio management, and selection of other advisors. Emerson Equity focuses on providing comprehensive investment advice to individuals and institutions and specializes in the management of private placement life insurance and insurance dedicated funds. They are registered with the SEC and in all 50 states.
Emerson Equity LLC

155 BOVET ROAD, SUITE 725

SAN MATEO, CA 94402

$176.17M

Assets Under Management

39

Total Clients

165

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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management of private placement life insurance / insurance dedicated funds (single investor private funds)

Management of private placement life insurance / insurance dedicated funds (single investor private funds)

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Shirley Wong’s Registration & Firm History

CA

04/25/2024 - Present

Emerson Equity LLC (Daly City CA)

CA

01/07/2014 - 05/16/2024

NI ADVISORS (Daly City CA)

CA

01/14/2011 - 12/12/2012

NI ADVISORS (MILPITAS CA)

CA

09/03/2007 - 02/25/2009

WORLD GROUP SECURITIES, INC. (BURLINGAME CA)

CA

09/26/2005 - 02/21/2007

CITICORP INVESTMENT SERVICES (SAN FRANCISCO CA)

NY

12/06/2004 - 09/29/2005

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/27/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 12 public disclosures for Shirley Ank Wong. Review regulatory record here.
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