Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shirlee? Claim Your ProfileShirlee McBain is a financial advisor with Cetera Advisor Networks LLC. Shirlee has been in the financial services industry since 1986. Shirlee holds the Series 6, 7, 9, 10, 63 and 66 securities licenses. Shirlee has a strong track record of providing investment advice to clients in the Mokena, Illinois area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
05/23/2022 - Present
Cetera Advisor Networks LLC (MOKENA IL)
IL
06/01/2009 - 05/26/2022
MORGAN STANLEY (Oak Brook IL)
IL
05/21/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OAKBROOK TERRACE IL)
NY
06/29/1988 - 09/22/1995
SMITH BARNEY INC. (NEW YORK NY)
VA
05/27/1987 - 06/07/1988
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
07/21/1986 - 02/13/1987
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
07/21/1986 - 01/30/1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 09/28/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/18/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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