Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shirine? Claim Your ProfileShirine Varsha Prasad is a financial advisor with Wells Fargo Clearing Services, LLC based in SAN JOSE, CA. Shirine has over 15 years of experience in the financial services industry. Shirine is registered to provide investment advice in 20 states and holds licenses including Series 66, Series 7, and SIE. Shirine has previously worked for Charles Schwab & Co., Inc. and Wells Fargo Advisors, LLC. Shirine provides financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/06/2024 - Present
Wells Fargo Clearing Services, LLC (SAN JOSE CA)
CA
03/05/2014 - 01/09/2024
CHARLES SCHWAB & CO., INC. (Milpitas CA)
CA
01/03/2011 - 02/19/2014
WELLS FARGO ADVISORS, LLC (MOUNTAIN VIEW CA)
CA
12/11/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MOUNTAIN VIEW CA)
BOTH
Issued 03/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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