Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shirin? Claim Your ProfileShirin Rastegar is a financial advisor with Citigroup Global Markets Inc. who has been in the industry since 2010. Shirin has a wide range of experience in the financial services industry, including previous roles at Sorrento Pacific Financial, LLC, HSBC Securities (USA) Inc., U.S. Bancorp Investments, Inc., and Banc of America Investment Services, Inc. Shirin is registered to provide financial advice in all 50 states and holds multiple licenses including Series 6, Series 7, Series 63, and Series 65. She also holds the Certified Financial Planner designation. Shirin specializes in providing portfolio management services for both businesses and individuals, as well as asset allocation advice and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
12/06/2017 - Present
Citigroup Global Markets Inc. (COSTA MESA CA)
CA
05/27/2015 - 08/16/2016
SORRENTO PACIFIC FINANCIAL, LLC (SAN JOSE CA)
CA
11/11/2014 - 05/15/2015
CITIGROUP GLOBAL MARKETS INC. (SUNNYVALE CA)
CA
01/24/2012 - 09/22/2014
HSBC SECURITIES (USA) INC. (SAN JOSE CA)
CA
08/25/2010 - 06/17/2011
U.S. BANCORP INVESTMENTS, INC. (SAN CARLOS CA)
CA
01/25/2007 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CONCORD CA)
IA
Issued 08/04/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/24/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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