Unclaimed
Shirin Mirshah is a financial professional with a career spanning over 5 years in the industry. Shirin is currently registered with RBC Capital Markets, LLC, which is a firm that specializes in providing services to a diverse range of clients, including high-net-worth individuals, corporations, and institutional investors. Prior to joining RBC Capital Markets, LLC, Shirin worked at BARCLAYS CAPITAL INC., where she gained experience in the financial markets. Shirin holds a range of licenses and credentials, including the Series 3, 7, 24, and 63 exams. Shirin's expertise and experience make her a valuable resource for clients seeking financial guidance and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/04/2019 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
02/03/2015 - 08/09/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 02/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2020
Series 24 - General Securities Principal Examination
BC
Issued 08/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2016
Series 3 - National Commodity Futures Examination
BC
Issued 02/02/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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