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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shirelle? Claim Your ProfileShirelle Nix is a financial advisor with over 25 years of experience in the financial services industry. Shirelle has a broad range of experience, having worked with several firms including Wachovia Securities, LLC, Prudential Securities Incorporated and Smith Barney Inc. Currently, Shirelle Nix is registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has a strong track record of success in providing comprehensive financial advice to individuals and families. Shirelle holds several licenses and certifications, including Series 7, 9, 10, 63 and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/10/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
MO
07/01/2003 - 03/29/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/01/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/06/1997 - 04/07/1997
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
NY
02/03/1997 - 03/20/1997
AMERICORP SECURITIES, INC. (NEW YORK NY)
NY
12/21/1995 - 02/14/1997
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 04/28/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/10/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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