Unclaimed
Shiqi Gu is a registered representative with Cetera Advisors LLC in Westborough, MA. Shiqi has been in the financial services industry since February 8, 2015. Shiqi is registered to offer securities in Massachusetts. Shiqi holds the Series 63, Series 7 and SIE exams. Shiqi was previously employed by Commonwealth Financial Network in Framingham, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/12/2018 - Present
Cetera Advisors LLC (WESTBOROUGH MA)
MA
02/06/2015 - 01/08/2018
COMMONWEALTH FINANCIAL NETWORK (FRAMINGHAM MA)
BC
Issued 12/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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