Unclaimed
Shinya Turley is a financial advisor at Northwestern Mutual Investment Services, LLC. Shinya has been in the industry since August 5, 2021. Shinya is registered with FINRA and the state of North Carolina. Shinya holds Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
08/06/2021 - Present
Northwestern Mutual Investment Services, LLC (Huntersville NC)
BC
Issued 07/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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