Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shinobu? Claim Your ProfileShinobu Sonoda is a financial professional with over 20 years of experience in the securities industry. Shinobu has been registered with FINRA since 2003 and has a wide range of experience in investment banking and securities trading. Currently, Shinobu is registered with Mizuho Securities USA LLC and is located in New York, NY. Previously, Shinobu was associated with Shinko Securities (U.S.A.) Inc. Shinobu holds several professional licenses, including Series 7, 24, 27, 55, 57TO, 63, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/21/2009 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/13/2003 - 06/29/2009
SHINKO SECURITIES (U.S.A.) INC. (NEW YORK NY)
BC
Issued 01/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/02/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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