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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shinichiro? Claim Your ProfileShinichiro Fukui tamura is an Investment Advisor Representative at Stratton Capital Investment Advisory LLC. Shinichiro has been in the financial services industry for over 20 years. Shinichiro has experience with both brokerage and advisory roles. Previous employers include Banco do Brasil Securities LLC, Bradesco Securities, Inc., and Finantia USA LTD. Shinichiro has held a variety of licenses, including Series 3, 7, 79, 24, 63, 65 and SIE. Shinichiro currently has a license in New York. Shinichiro works with a variety of clients, including high-net-worth individuals and individuals other than high-net-worth. Shinichiro is a partner owner of Nova NY LLC, a passive investment activity that started in August 2017. Shinichiro is also a landlord of two rental properties located in Philadelphia, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
08/12/2024 - Present
Stratton Capital Investment Advisory LLC (New York NY)
NY
02/13/2018 - 01/22/2021
BANCO DO BRASIL SECURITIES LLC (NEW YORK NY)
NY
02/03/2009 - 10/19/2017
BRADESCO SECURITIES, INC. (NEW YORK NY)
NY
10/09/2001 - 02/03/2009
FINANTIA USA LTD (NEW YORK NY)
IA
Issued 10/23/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2024
Series 24 - General Securities Principal Examination
BC
Issued 06/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/27/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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