Unclaimed
Shinichi Otsuka is a registered representative with Mizuho Securities USA LLC. Shinichi is licensed to provide securities advice in 52 states and has been in the industry since May 20, 2018. Shinichi holds the Series 63, SIE and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/21/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 03/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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