Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shingo? Claim Your ProfileShingo Yatsui is a registered representative with Btig, LLC. Shingo has been in the industry since 2011 and is registered in all 50 states. Shingo has passed the Series 7, Series 63, Series 79TO and SIE exams. Previously, Shingo was registered with GCA ADVISORS, LLC and GCA SAVVIAN ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/14/2018 - Present
Btig, LLC (Burlingame CA)
CA
12/29/2015 - 09/13/2018
GCA ADVISORS, LLC (SAN FRANCISCO CA)
CA
01/23/2009 - 01/03/2014
GCA SAVVIAN ADVISORS, LLC (SAN FRANCISCO CA)
BC
Issued 01/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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