Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shingo? Claim Your ProfileShingo Shimozato is a financial professional with over 20 years of experience in the financial services industry. Shingo is currently registered with Deutsche Bank Securities Inc. Shingo's previous experience includes a role at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Shingo holds the Series 63, Series 7, and SIE licenses. Shingo's registrations are active in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
04/21/2009 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
07/28/1999 - 04/01/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Shingo Shimozato is the right advisor for you? Invested Better is here to help.
