Unclaimed
Shiney Jolly is a registered representative with Vanguard Marketing Corp. Shiney has been in the industry since February 15, 2023. Shiney is registered in 53 states and the District of Columbia. Prior to working at Vanguard Marketing Corp., Shiney worked at CHARLES SCHWAB & CO., INC. and TD AMERITRADE, INC.. Shiney holds Series 7TO, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/31/2024 - Present
Vanguard Marketing Corp. (Plano TX)
TX
09/01/2023 - 07/01/2024
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
01/18/2023 - 09/01/2023
TD AMERITRADE, INC. (Westlake TX)
BC
Issued 02/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/15/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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