Unclaimed
Shinda Bickham is a financial advisor with UBS Financial Services Inc. Shinda has been in the industry since April 2021, and is registered with the state of California. Shinda holds a Series 7TO, Series 65, and Series 66 license. Shinda can provide financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Shinda works at the Weehawken, NJ office of UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
07/30/2021 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
BOTH
Issued 10/18/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/23/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2021
Series 7TO - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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